Confidently advise & trade your “held away” 401(k) accounts!
Our software will scale your advice, collect your advisory fee, and help you quickly trade “held away” 401(k) accounts, all while complying with the rules from the SEC, DOL and ERISA!
We Brand YOU!
Your clients have access to a “Participant Dashboard” to view your advice. They see your picture, contact info, logo, etc. We want your clients to think of YOU when they think of their 401k!
Trade accounts with ease!
We create Trade Files and a “paper trail” to easily allow your firm, our firm or your client to trade their “held away” 401(k) accounts quickly and compliantly!
Adviser Dashboard
Add new accounts, keep track of your clients, set your pricing for your advisory fee, know when they become eligible for an “In Service Distribution” and much more!
All through YOUR easy to use Adviser Dashboard.