The Operating System (OS) for your “held-away” 401(k) advice!

For Independent RIAs

Automated research, ERISA compliance, participant workflows, and personalized “held-away” 401(k) advice across your entire advisory firm.

Download - Compliance Kit
Schedule Demo

$14T+

Held-Away Assets

Held-Away Accounts

85M+

$140B

Potential Revenue

Workflow diagram illustrating participant advice pipeline with the following steps: upload plan line up, research investment options, overlay your advice, ERISA rules, documentation, delivery, and implementation. Each step is represented by an icon and labeled accordingly.

Most advisers underserve their clients’ largest asset.

THE PROBLEM

Held-away 401(k) accounts managed through spreadsheets, PDFs, manual compliance reviews, and disconnected systems.

Too Manual

Red X inside a circle on a pink background

Plan-by-plan analysis slows down advisers.

Pink circle with a red crossed-out symbol inside.

ERISA Fear

Compliance departments avoid retirement advice risk.

Not Scalable

Red 'X' symbol inside a circle with a pink background.

Existing solutions were never built for enterprise firms.

Plan Confidence is the OS for “held-away” 401(k) advice.

THE SOLUTION

Automated research, compliance, documentation, and advice — so financial firms can scale personalized 401(k) advice with confidence.

Automated & Intelligent

Green check mark inside a green circle indicating approval or correctness.

Plan Confidence handles the heavy lifting — instantly.

ERISA Compliant by Design

Green checkmark inside a circle on a green background.

Built-in fiduciary workflows reduce risk and support documentation.

Built for Scale

Green check mark symbol inside a green circle.

Enterprise-ready workflows that grow with your advisory firm.

One platform to automate your held-away advice.

Six boxes with icons and text describing features such as Proprietary Rules Engine, ERISA Compliance, Personalized Advice, Workflow Automation, Firm Scalability, and Automated Documentation.
A graphic showing financial data with four sections: 1) Assets totaling $14 trillion, 2) 85 million held-away accounts, 3) 393,000 investment advisers, 4) One OS with the tagline 'Easy. Compliantly. Profitably.' in bold.

Built for the future of retirement advice.

THE SOLUTION

KITCES
ERISA NERD
COMPLIANCE KIT
VISIONARY
ABOUT
A chart titled 'Traditional Workflow' with a red 'INEFFICIENT' label at the top right. The chart lists three workflow issues: 'Manual Plan Review' with an icon of a document, involving PDFs, spreadsheets, and emails; 'Compliance Uncertainty' with a caution triangle icon, referencing ERISA review bottlenecks; and 'Disconnected Systems' with a power plug icon, indicating no centralized workflow.
Screenshot of a software feature overview titled 'Plan Confidence OS' with three sections: 'Automated Plan Analysis' with an icon of a person at a monitor, 'Built-In ERISA Compliance' with an icon of a document with checklists, and 'Personalized Advice at Scale' with an icon of three people, and a green label 'EFFICIENT' at the top right.

READY TO SCALE?

Transform your held-away 401(k) advice into a profitable growth engine!

Schedule a Demo
Talk to Our Team

Sources:

Assets:‍ ‍https://www.ici.org/statistical-report/ret_25_q4

Accounts:‍ ‍https://www.ebri.org/docs/default-source/by-the-numbers/ebri_rsrc_facts-and-figures_011923.pdf?sfvrsn=9b6b392f_8

Advisers:‍ ‍https://www.finra.org/rules-guidance/guidance/reports-studies/2023-industry-snapshot/representative-data#table1-1-7