ERISA BEST PRACTICES COURSE
MANY Advisors Are One Mistake Away from an ERISA Lawsuit.
ERISA is no longer optional — financial technology is making it easier than ever to advise or trade “held-away” 401(k) accounts and become an “ERISA Fiduciary” without even knowing it!
The advisors who don’t understand ERISA risk losing clients, facing audits, or worse — personal liability!
The ERISA Best Practices Course (EBPC) turns that risk into opportunity.
In just a few hours, you'll learn how to protect your business, serve clients better, and confidently navigate the new fiduciary landscape.
Why This Course?
If you work with 401(k)s, IRAs, or rollovers, you’re walking a legal tightrope!
The ERISA Best Practices Course (EBPC) gives you everything you need to stay compliant and grow your practice — while complying with the existing rules.
Take A Look At The Courses!
What You’ll Learn
✅ How and when you become an ERISA fiduciary
✅ Proposed changes with IRAs, rollovers, and exemptions
✅ How to use PTE 2020-02 and PTE 84-24 the right way
✅ Step-by-step best practices, templates, and disclosures
✅ What happens if you get it wrong (and how to avoid it)
Who It’s For
-IARs, broker-dealer reps, insurance agents
-Anyone giving advice to “held-away” 401(k) clients or handling rollovers
-Compliance officers
What You Get
6 hours of CE (CFP + IAR CE)
Digital certificate
Sample ADV language, disclosures, written processes
Peace of mind with ERISA knowledge for advisors
Why EBPC?
Created by Kevin Clark, a DALBAR-certified Registered Fiduciary and Plan Confidence CEO.
Backed by decades of experience, real-world audits, and built to be easy, engaging, and actionable.
ERISA doesn’t have to be scary, with the right tools, you can make it your superpower!
Whether you're looking to stay ahead of regulations, build client trust, or open up new business opportunities, the ERISA Best Practices Course gives you everything you need.
Take the course.
Learn the rules.
Grow your business.
Enroll Now!
🎥 On-demand video course
📁 Downloadable resources (optional)
🛡️ Stay compliant. Stay protected.